FORM 4
☐
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
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1. Name and Address of Reporting Person * Pickle Paul H | 2. Issuer Name and Ticker or Trading Symbol SEMTECH CORP [ SMTC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President and CEO |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person | |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 10/1/2023 | M | 10,304 | A | $25.75 | 10,304 | D | |||
Common Stock | 10/1/2023 | F | 3,550 | D | $25.75 | 6,754 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit | (1) | 10/1/2023 | M | 10,304 | (2) | (2) | Common Stock | 10,304 | $0 | 113,348 | D |
Explanation of Responses: | |
(1) | Each stock unit is the economic equivalent of one share of Semtech common stock. |
(2) | This grant vests in twelve quarterly installments beginning on October 1, 2023. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Pickle Paul H 200 FLYNN RD. CAMARILLO, CA 93012 | X | President and CEO |
Signatures | ||
/s/Paul H. Pickle by Mark Lin under Power of Attorney dated October 3, 2023 (Copy On File) | 10/3/2023 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
POWER OF ATTORNEY
The undersigned, Paul H. Pickle, hereby constitutes and appoints Mark Lin
their lawful attorney-in-fact and agent, with full power of substitution
and re-substitution, for them and in their name, place and stead, in any
and all capacities, to execute and file with the Securities and Exchange
Commission and any stock exchange or similar authority (or any other
governmental or regulatory authority) Forms ID, 3, 4 and 5 under Section
16(a) of the Securities Exchange Act of 1934, as amended (the "Act") and
the rules thereunder, or any other appropriate form, and all amendments
thereto with all exhibits and any and all documents required to be filed
with respect thereto, relating to their holdings or beneficial ownership of
securities issued by Semtech Corporation, a corporation organized under the
laws of the State of Delaware (the "Corporation"), granting unto said
attorney-in-fact and agent, full power and authority to do and perform each
and every act and thing requisite or necessary to be done as fully to all
intents and purposes as they might or could do in person, hereby ratifying
and confirming all that said attorney-in-fact and agent, or his or her
substitute or substitutes, may do or lawfully cause to be done by virtue
hereof.
The undersigned acknowledges that the foregoing attorney-in-fact and agent,
solely by virtue of serving in such capacity at the request of the
undersigned, are not assuming, nor is the Corporation assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Act.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms ID, 3, 4 and 5 with respect
to the undersigned's holdings or beneficial ownership of and transactions
in securities issued by the Corporation, unless earlier revoked by the
undersigned in a writing delivered to the foregoing attorney-in- fact.
October 3, 2023
Paul H. Pickle